Name Regier, Bradley
Date of Order or Settlement April 22, 2009

19-year trading ban with conditions (BCSC)

Permanent director/officer ban with conditions (BCSC)

Permanent ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)

Permanent ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)

Permanent investor relations ban (BCSC)

Payment Agreed / Ordered $200,000 plus $26,399.18 in costs (ASC)

Fraud (ASC)

Misrepresentations (ASC)

Failure to file (ASC)

Making false certificates in offering memoranda (ASC)

Illegal distribution (ASC)

Making false or misleading statments under oath (ASC)

Acting contrary to the public interest (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents

News Release

Reciprocal Order New window
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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