Disciplined List
Paterson, John Gregory
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Date of Order or Settlement:
2009-06-24
Sanction:
- Permanent trading ban with conditions
- Permanent director/officer ban with conditions
- Permanent ban from acting in a managing or consultative capacity in connection with activities in the securities market
- Permanent investor relations ban
- An undertaking for life not to act as a Qualified Person, for any issuer
Supporting Documents:
Violation:
- Fraud
- Insider trading