Disciplined List
Cooke, Maxine
-
Date of Order or Settlement:
2009-07-07 -
Banned Until:
2020-02-25
Sanction:
- 11-year trading ban with conditions (BCSC)
- 11-year director/officer ban (BCSC)
- 11-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
- 11-year ban from acting in a management or consultative capacity in connection with activities in the securities market (BCSC)
- 11-year investor relations ban (BCSC)
Supporting Documents:
Violation:
- Illegal distribution (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$100,000 plus $50,000 in costs (ASC)