Disciplined List
Michaels, Gary Warren
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Date of Order or Settlement:
2009-07-09 -
Banned Until:
2012-04-27
Sanction:
- 3-year trading ban with conditions (BCSC)
- 3-year denial of exemptions with conditions (BCSC)
- 1-year director/officer ban (BCSC)
- 1-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
Supporting Documents:
Violation:
-
Insider trading (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$30,000 plus $20,000 in costs (ASC)