Disciplined List
McMordie, Kenneth Robert aka Fox, Byrun
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Date of Order or Settlement:
2009-10-22
Sanction:
- Permanent trading ban
- Permanent director/officer ban
- Permanent ban from becoming or acting as a registrant, investment fund manager or promoter
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
- Permanent investor relations ban
Supporting Documents:
Violation:
- Fraud
- Unregistered trading
- Illegal distribution
- Misrepresentation
Ruling Body:
BCSCPayment Agreed/Ordered:
$16 million in disgorgement (Varied (Stayed) – January 15, 2018) and a $6 million administrative penalty