DISCIPLINED PERSONS LIST
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| Name | Albers, Rodney Keith |
|---|---|
| Date of Order or Settlement | August 21, 2001 |
| Banned Until | August 21, 2009 |
| Sanction |
8-year trading ban with conditions 8-year investor relations ban An undertaking to comply with restrictions on future registration under the Securities Act including training and strict supervision provisions |
| Payment Agreed / Ordered | $2,400 |
| Violation |
Unregistered distribution Failure to comply with the "Know Your Client" and "Fair Dealing" rules |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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