DISCIPLINED PERSONS LIST

Name McErvel, Gaele
Date of Order or Settlement November 6, 2009
Banned Until November 6, 2012
Sanction

3-year trading ban with conditions

3-year director/officer ban

3-year ban from acting in a management or consultative capacity in connection with activities in the securities market

3-year investor relations ban

Violation

Unregistered trading

Illegal distribution

Ruling Body BCSC
Supporting Documents

News Release - November 19, 2009

Settlement/Order - November 6, 2009 New window 

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.