DISCIPLINED PERSONS LIST
[Print]
| Name | Alter, Jacob Jackie |
|---|---|
| Date of Order or Settlement | January 23, 2004 |
| Banned Until | January 23, 2010 |
| Sanction |
6-year trading ban with conditions 6-year director/officer ban with conditions 6-year investor relations ban |
| Violation |
Illegal distribution Failure to comply with the "Know Your Client" rules |
| Ruling Body | BCSC |
| Supporting Documents |
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.