DISCIPLINED PERSONS LIST
[Print]
| Name | Arnold, Karin |
|---|---|
| Date of Order or Settlement | October 14, 1992 |
| Sanction |
An undertaking to comply with the Securities Act |
| Payment Agreed / Ordered | $1,000 in costs |
| Violation |
Failure to file Change of Control and the Share Purchases disclosure documents |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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