Disciplined List
Michopoulos, Konstandino
-
Date of Order or Settlement:
2010-01-21 -
Banned Until:
2014-01-21
Sanction:
- 4-year trading ban with conditions
- 3-year director/officer ban
- An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations
Supporting Documents:
Violation:
- Creating a misleading appearance of trading activity
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$11,000