Disciplined List
Baker, Harold Dale
-
Date of Order or Settlement:
1989-06-19 -
Banned Until:
1991-06-19
Sanction:
- 2-year trading ban with conditions
- 2-year director/officer ban
Supporting Documents:
Violation:
-
Insider trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$2,160 in costs