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Enforcement

Disciplined List

Barnscher, Walter Leo

  • Date of Order or Settlement:

    2004-04-02

  • Banned Until:

    2007-04-02

Sanction:

  • 3-year trading ban with conditions
  • 3-year director/officer ban with conditions
  • 3-year investor relations ban
  • An undertaking to comply with the Securities Act

Supporting Documents:

Violation:

  • Unregistered distribution
  • Unregistered trading
  • Acting contrary to the public interest

Ruling Body:

BCSC

Payment Agreed/Ordered:

$6,500 plus $3,500 in costs