Disciplined List
Trainor, Gordon
-
Date of Order or Settlement:
2010-01-25 -
Banned Until:
2010-08-27
Sanction:
-
7-month trading ban with conditions (BCSC)
Supporting Documents:
Violation:
- Insider trading (ASC)
- Acting contrary to public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$11,250 plus $1,000 in costs (ASC)