Disciplined List
Barnes, James Arthur
-
Date of Order or Settlement:
1993-11-13 -
Banned Until:
1998-11-13
Sanction:
- 5-year trading ban
- 5-year officer/director ban
Supporting Documents:
Violation:
-
Fraud
Ruling Body:
BCSCPayment Agreed/Ordered:
$ 9,872.66 in costs