DISCIPLINED PERSONS LIST

Name Barry, Timothy James
Date of Order or Settlement February 16, 1999
Banned Until February 16, 2000
Sanction

One-year trading ban

An undertaking to comply with the Securities Act

Payment Agreed / Ordered $3,000 plus $2,000 in costs
Violation Unregistered trading

Unregistered distribution

Ruling Body BCSC
Supporting Documents Settlement/Order New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.