DISCIPLINED PERSONS LIST
[Print]
| Name | Barry, Timothy James |
|---|---|
| Date of Order or Settlement | February 16, 1999 |
| Banned Until | February 16, 2000 |
| Sanction |
One-year trading ban An undertaking to comply with the Securities Act |
| Payment Agreed / Ordered | $3,000 plus $2,000 in costs |
| Violation | Unregistered trading
Unregistered distribution |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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