Name Bateman, Larry Duane
Date of Order or Settlement July 5, 2001
Banned Until July 5, 2003
Sanction 2-year trading ban with conditions
Payment Agreed / Ordered $13,000 plus $2,000 in costs
Violation Unregistered trading
Ruling Body BCSC
Supporting Documents Settlement/Order New window
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.