Disciplined List
Biller, Francis (Frank) Jason Dean
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Date of Order or Settlement:
2007-04-26
Sanction:
- Permanent trading ban (2007)
- Permanent director/officer ban (2007)
- Permanent investor relations ban (2007)
- An Order to comply fully with the Securities Act, the Securities Rules and regulations (2007)
- 10-year trading ban (2000)
- 10-year director/officer ban (2000)
- 10-year investor relations ban (2000)
Supporting Documents:
- News Release, April 30, 2007
- Settlement/Order, April 26, 2007
- Court of Appeal Decision, March 16, 2001
- Decision on Costs August 9, 2000
- News Release February 17, 2000
- Decision/Order February 16, 2000
- News Release November 29, 1999
- Decision November 26, 1999
- Decision December 3, 1998
- News Release November 28, 1997
- News Release October 3, 1997
Violation:
- Breach of Order (2007)
- Unregistered trading (2007)
- Acting contrary to the public interest (2007)
- Unregistered trading (2000)
- Unregistered distribution (2000)
- Misrepresentation (2000)
- Fraud (2000)
- Actin contrary to the public interest (2000)
Ruling Body:
BCSCPayment Agreed/Ordered:
$300,000 plus costs of up to $69,841.73 (2000)