DISCIPLINED PERSONS LIST
[Print]
| Name | Biller, Francis (Frank) Jason Dean |
|---|---|
| Date of Order or Settlement | April 26, 2007 |
| Date of Prior Decision or Settlement | 2000-02-16 |
| Sanction |
Permanent trading ban (2007) Permanent director/officer ban (2007) Permanent investor relations ban (2007) An Order to comply fully with the Securities Act, the Securities Rules and regulations (2007) 10-year trading ban (2000) 10-year director/officer ban (2000) 10-year investor relations ban (2000) |
| Payment Agreed / Ordered | $300,000 plus costs of up to $69,841.73 (2000) |
| Violation |
Breach of Order (2007) Unregistered trading (2007) Acting contrary to the public interest (2007) Unregistered trading (2000) Unregistered distribution (2000) Misrepresentation (2000) Fraud (2000) Actin contrary to the public interest (2000) |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order, April 26, 2007
Court of Appeal Decision, March 16, 2001
Decision on Costs August 9, 2000 News Release February 17, 2000
Decision/Order February 16, 2000 News Release November 29, 1999 |
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.