DISCIPLINED PERSONS LIST

Name Biller, Francis (Frank) Jason Dean
Date of Order or Settlement April 26, 2007
Date of Prior Decision or Settlement 2000-02-16
Sanction

Permanent trading ban (2007)

Permanent director/officer ban (2007)

Permanent investor relations ban (2007)

An Order to comply fully with the Securities Act, the Securities Rules and regulations (2007)

10-year trading ban (2000)

10-year director/officer ban (2000)

10-year investor relations ban (2000)

Payment Agreed / Ordered $300,000 plus costs of up to $69,841.73 (2000)
Violation

Breach of Order (2007)

Unregistered trading (2007)

Acting contrary to the public interest (2007)

Unregistered trading (2000)

Unregistered distribution (2000)

Misrepresentation (2000)

Fraud (2000)

Actin contrary to the public interest (2000)

Ruling Body BCSC
Supporting Documents

News Release, April 30, 2007

Settlement/Order, April 26, 2007 New window

 

Court of Appeal Decision, March 16, 2001 New window

Decision on Costs August 9, 2000 New window

News Release February 17, 2000

Decision/Order February 16, 2000 New window

News Release November 29, 1999

Decision November 26, 1999 New window

Decision December 3, 1998 New window

News Release November 28, 1997

News Release October 3, 1997

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.