DISCIPLINED PERSONS LIST
[Print]
| Name | Ruthven, David Malcolm |
|---|---|
| Date of Order or Settlement | February 8, 2010 |
| Banned Until | February 8, 2015 |
| Sanction |
5-year trading ban with conditions 5-year director/officer ban with conditions 5-year investor relations ban |
| Payment Agreed / Ordered | $18,000 |
| Violation |
Unregistered trading Illegal distribution Acting contrary to the public interest |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.