DISCIPLINED PERSONS LIST

Name Ruthven, David Malcolm
Date of Order or Settlement February 8, 2010
Banned Until February 8, 2015
Sanction

5-year trading ban with conditions

5-year director/officer ban with conditions

5-year investor relations ban

Payment Agreed / Ordered $18,000
Violation

Unregistered trading

Illegal distribution

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.