Hearing file

Brian David Anderson; Executive Director   Date opened: 03/21/2006 Hearing type: Enforcement Allegations: Fraud; Illegal distribution; Misrepresentation; Trading without registration Status: Hearing held; Hearing in progress; Findings rendered; Submissions complete; Decision rendered Hearing dates: 04/12/2006; 06/29/2006; 02/26/2007; 03/02/2007; Panel: Brent W. Aitken - Chair Please note: The decision was released June 21, 2007. On July 4, 2007, Anderson asked the Commission to change the decision.
Submissions	Transcripts	Exhibits
Notices and decisions
Date Document type Description 06/21/2007 Decision Decision 05/01/2007 Ruling Ruling 04/25/2007 Findings Findings 06/29/2006 Notice Hearing notice-hearing dates 06/16/2006 Notice Hearing notice - hearing adjournment 06/13/2006 Application Notice of application to adjourn the hearing 04/12/2006 Notice Hearing notice - hearing dates 03/21/2006 Notice of hearing Notice of Hearing
Submissions
You can view the Submissions at the commission. Date Description 06/01/2007 Letter from Anderson dated May 17-07 06/01/2007 Letter from Anderson dated May 18 -07 05/22/2007 ED Sanction Submissions 05/22/2007 ED Cover Sanction Submissions 05/22/2007 ED Sanction Submissions Appendix A 05/22/2007 ED sanctions authorities - Barker 05/22/2007 ED sanctions authorities - Dennis 05/22/2007 ED sanctions authorities - Hughes 05/22/2007 ED sanctions authorities - Maudsley 05/22/2007 ED sanctions authorities - OSC order 05/22/2007 ED sanctions authorities - OSC settlement agreement 05/22/2007 ED sanctions authorities - Sniper 05/22/2007 ED sanctions authorities - Statik 05/22/2007 ED sanctions authorities - Tri-West 03/02/2007 ED Closing Submissions 03/02/2007 ED closing submissions attach #1Tri-West 03/02/2007 ED closing submissions attach #2 CEC 03/02/2007 ED closing submissions attach #3 Durante 03/02/2007 ED closing submissions attach #4 Hrappstead 03/02/2007 ED closing submissions attach #5 Nano World 03/02/2007 ED closing submissions attach #6 Pacific Coast 06/15/2006 Executive Director's submissions on Anderson's adjournment application 06/15/2006 Executive Director's submissions on Anderson's adjournment application - OSC Hollinger decision 06/15/2006 Anderson's reply to the Executive Director's submissions on adjournment application 06/14/2006 Letter from Kinghorn re Anderson submission on application to adjourn 06/14/2006 Anderson argument on application to adjourn 06/14/2006 affidavit of G. Snarch attached to Anderson's submissions on application to adjourn 06/14/2006 affidavit of Brian Anderson attached to submissions on application to adjourn
Transcripts
You can view the Transcripts at the commission. Date Description 03/02/2007 Uncertified transcript of March 2, 2007 hearing 02/26/2007 Uncertified transcript of February 26, 2007 hearing 06/29/2006 Uncertified transcript of June 29, 2006 set date hearing 04/12/2006 Uncertified transcript of April 12, 2006 set date hearing
Exhibits
You can view the Exhibits at the commission. Date Description EXH00001 Press Release Alishtari Press Release 16-Feb-2007; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00002 Certicate, Brian David Anderson, February 13, 2007; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00003 Certificates Sec 168, Frontier Assets,Flat Electronic Data Interchange,Alpha Frontier Inc.; entered by Doug Muir, February 26, 2007 EXH00004 Fax 22-Sep-2003 Bansal, Paul Bandstra, Richard; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005 Letter 28-Oct-2003 Bandstra, Richard N. Bansal, Paul; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-A Table - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-A Deed 07-Sep-2002 Mata-Kelly, R. - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-A Deed 09-Nov-2002 Mata-Kelly, R. - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-A Deed 29-Nov-2002 Mata-Kelly, R. - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-A No Image - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-A Financial Statement 12-Mar-2003 Bank of America Anderson, Brian D.;Anderson, Joyce - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-A Financial Statement 18-Feb-2003 Bank of Montreal Anderson, Deborah;Anderson, Joycelyn A - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-A Website 16-Jul-2003 e-Bullion - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-A Website 16-Jul-2003 e-gold.com - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-B No Image - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-C Letter 10-Mar-2001 Anderson, Brian D. Moberg, Gary - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-D Letter 10-Mar-2001 Anderson, Brian D. Loeppky, Richard - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-E Letter 12-Mar-2001 Anderson, Brian D. Sloan, David - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-F Letter 14-Mar-2001 Anderson, Brian D. Mueller, Thomas - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-G Letter 21-Jun-2001 Anderson, Brian D. Reibman, Sharon - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-H Letter 30-Jul-2002 Anderson, Brian D. Reyes, Dilean - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-I Letter 14-Nov-2002 Anderson, Brian D. Horseshoes Corp. - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-J Letter 26-Nov-2002 Anderson, Brian D. Strauch, Marc - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-K Letter 26-Nov-2002 Anderson, Brian D. Scheffler, Walter - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-L Letter 26-Nov-2002 Anderson, Brian D. Schaefer, Ralph;Schaefer, Robin - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-M Letter 04-Dec-2002 Anderson, Brian D. LaChapelle, Ken - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-N Letter 29-Dec-2002 Anderson, Brian D. Walker, Star;Wolf, Sun - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-O Agreement 03-Apr-2002 Anderson, Brian D.;Ashlie, Ariaal;Ashlie, Marlana;Itkow, David - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-P Letter 03-Jan-2003 Anderson, Brian D. Webb, Marian L. - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-Q Letter 17-Apr-2003 Anderson, Brian D. Bilton, Alannah - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-R Letter 17-Apr-2003 Anderson, Brian D. Upshall, Charles - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-S Letter 17-Apr-2003 Anderson, Brian D. Sommi, Gillian;Sommi, Kevin - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-T Letter 12-May-2003 Anderson, Brian D. Robbins, Ray - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-U Form 06-Nov-2000 Anderson, Brian - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-V Lease Proctor, Donna;Sigurdson, Ken;Whyte, Jennifer;Wood, Kevin - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-W No Image - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-X Deed 21-May-2002 Mata-Kelly, Rainelda - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-Y Website 05-Sep-2003 NYS Department of State - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00005-Z Deed 07-Sep-2002 Mata-Kelly, R. - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00006 Affidavit 22-Nov-2004 Wheeler, Scott; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007 Letter 06-Jan-2004 Bandstra, Richard N. Coates, James; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-A Notes - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-B Notes - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-C Notes - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-D Form 14-Nov-2001 Mazur, Steve Masters Privacy Club - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-E Form 07-Aug-2002 Valstar, Terri Masters Privacy Club - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-F Form 28-May-2003 Hertach, Yvonne Masters Privacy Club - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-G Form 28-Aug-2002 Loeppky, James Richard - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-H Letter 28-Nov-2001 Frontier Assets Mazur, Steve - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-I Letter 29-Aug-2002 Frontier Assets Valstar, Terri - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-J Letter 11-Jun-2003 Frontier Assets Hertach, Yvonne - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-K Financial Statement 12-Feb-2001 Bank of America Anderson, Brian D.;Anderson, Joyce - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-L Financial Statement 28-Mar-2002 TD Canada Trust David Chiles Venture Group Inc. - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-M Financial Statement 31-Jan-2001 Bank of Montreal Anderson, Deborah - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-N Financial Statement 31-Jan-2001 HSBC The Joy Financial Corporation - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-O Financial Statement 18-Jan-2001 Bank of Montreal Anderson, Brian D.;Anderson, Joyce L. - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-P Financial Statement 18-Jan-2001 Bank of Montreal Anderson, Joycelyn A. - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-Q Financial Statement 18-Jan-2001 Bank of Montreal Anderson, Joycelyn A. - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-R Website 16-Jul-2003 e-Bullion - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-S Website 16-Jul-2003 e-gold - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00007-T Notes - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00008 Interview 26-Jan-2005 M. McEachern Associates British Columbia Securities Commission; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00009 Interview Richard Loeppky by James Coates M.W. Nicholls; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00010 Interview 13-Dec-2004 M. McEachern Associates British Columbia Securities Commission; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00011 Interview 25-Mar-2004 Diversified Reporting Services, Inc.;United States Securities and Exchange Commission; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00012 Report 21-Sep-2001 Anderson, Brian;Anderson, Joyce; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00013 Masters Privacy Club update Sept 29, 2001; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00014 Interview 06-May-2004 Diversified Reporting Services, Inc.;United States Securities and Exchange Commission; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00015 Legal Document 27-Jan-1999 Hill, Jeffrey L.; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00015-A Legal Document 11-Feb-1999 Hill, Jeffrey L. - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00015-B Legal Document 22-Jun-1998 Darrah, Charles B.;Kane, John L.;Manspeaker, James R. Kane, John L. - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00015-C Legal Document 29-Jun-2005 Hillbert, Otto K. -; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00015-D Fax 30-Jun-2005 National Archives Trust Fund Copewain, Debra - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00016 Press Release SEC v. Kenneth Mitchell Wiggins, Jr. and Wiggins Company, Inc. 06-Dec-1995; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00017 Website 04-Sep-2003 Bank of America; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00018 Letter 12-Sep-2003 Banerjee, Ansu N. Andrego, Michael; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00019 Cheque 20-Jun-2003 Gunn, Marie Kemp, Terry;entered by Doug Muir,direct James Coates, February 26, 2007 EXH00020 Cheque 22-Jul-2003 Anderson, Brian D.;Anderson, Joyce American Express; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00021 Summary of Anderson's Bank of America Account; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00022 Report 19-Nov-2003 Diversified Reporting Services, Inc.;US Securities and Exchange Commission; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00023 Temporary Order 05-Jun-2003 Moore, Paul; entered by Doug Muir; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00023-A Report 01-May-2003 Anderson, Brian D. - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00023-B Email 15-May-2003 Rothwell, Gordon Moores, Jeff - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00023-C Email 17-Apr-2003 Anderson, Brian;Anderson, Joyce eagle2002@shaw.ca - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00023-D Email 13-May-2003 Anderson, Brian D. Anderson, Brian;Anderson, Joyce - ; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00024 Website 13-Nov-2003 Ontario Securities Commission; entered by Doug Muir,direct James Coates, February 26, 2007 EXH00025 Interview 26-May-2004 M. McEachern Associates British Columbia Securities Commission; entered by Doug Muir,direct James Coates, February 26, 2007 NOH-1 Notice of hearing dated March 21, 2006
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