Hearing schedule |
| Hearing dates or status | Hearing information |
04/07/2010;
| | Genius Funds also known as Genius Investments; Executive Director | | Hearing type: Enforcement | | Allegations: Acting contrary to public interest | | Panel: Suzanne K Wiltshire - Chair, Kenneth G Hanna, David J Smith | | Note: The executive director issued a temporary order. On April 7, 2010, the executive director will ask the Commission to grant a final order in the same terms as the Temporary Order. On April 7, 2010, the hearing will start at 11 am. |
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04/09/2010;
| | Sungro Minerals Inc.; Executive Director | | Hearing type: Enforcement | | Allegations: Manipulation | | Panel: Bradley Doney - Chair, Don Rowlatt, Suzanne K Wiltshire | | Note: The executive director issued a temporary order. The Commission in an oral ruling extended the temporary order until a hearing is held and a decision is rendered. The Commission issued its reasons on October 15, 2009 (2009 BCSECCOM 585). The executive director will provide the Commission with an update on its investigation on April 9, 2010. |
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04/13/2010;
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04/14/2010 - 04/16/2010; 04/19/2010 - 04/21/2010; 04/23/2010;
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05/06/2010;
| | Luc Castiglioni; CPLC Limited Partnership; CPLC Management Group Ltd.; Executive Director | | Hearing type: Enforcement | | Allegations: Acting contrary to public interest | | Panel: Suzanne K Wiltshire - Chair, Kenneth G Hanna | | Note: The executive director issued a temporary order. The Commission in an oral ruling extended the temporary order until a hearing is held and a decision is rendered. The executive director will provide the Commission with an update on its investigation on May 6, 2010. |
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07/02/2010;
| | Steven Peter Kyllo; Mercury Capital S.A.; Moenkopi Resources Inc.; Frey Mining Company Ltd.; Glen Matthew; David Malcolm Ruthven ;
Cheryl Anne Kyllo; Executive Director
| | Hearing type: Enforcement | | Allegations: Fraud; Illegal distribution; Misrepresentation; Trading without registration | | Panel: Brent W. Aitken - Chair, Don Rowlatt, Suzanne K Wiltshire | | Note: Cheryl Anne Kyllo entered into a settlement with the executive director on January 20, 2010 (2010 BCSECCOM 45 and 46). The executive director discontinued proceedings against Cheryl Anne Kyllo on January 26, 2010 (2009 BCSECCOM 47). David Malcolm Ruthven and Glen Matthew entered into settlements with the executive director on February 8 and 11, 2010 respectively (2010 BCSECCOM 80 & 79 and 2010 BCSECCOM 95 & 96). The executive director discontinued proceedings against David Ruthven and Glen Matthew on February 11, 2010 (2009 BCSECCOM 93 & 94). On March 5, 2010, by consent, the Commission adjourned the hearing to July 2, 2010 when the Commission will set new dates for the hearing. |
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Action pending
| | Adis Golic (also known as Ady Golic); Adcapital Industries Inc.; Ad Capital U.S. Inc.; Executive Director | | Hearing type: Enforcement | | Allegations: Illegal distribution; Trading without registration | | Panel: Brent W. Aitken - Chair | | Note: Temporary order issued and extended until a hearing is held and a decision rendered. On March 24, 2009 the panel chair adjourned the hearing generally, pending the outcome of criminal charges against Golic related to the allegations in the notice of hearing. Mr. Golic's next Provincial Court appearance is set for March 8, 2010. |
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Action pending
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Action pending
| | Anwar Badshah; Badshah Communications Group Ltd.; Executive Director | | Hearing type: Enforcement | | Allegations: Fraud; Illegal distribution; Misrepresentation; Trading without registration | | Note: The executive director issued a temporary order. On December 6, 2007, the Commission extended the temporary order and adjourned the hearing generally pending the outcome of staff's investigation. Mr. Badshah pled guilty to 3 counts of fraud over $5,000 on June 8, 2009 in Port Coquitlam Provincial Court. Mr. Badshah was sentenced to 18 months under a conditional sentence on August 3, 2009 in Port Coquitlam Provincial Court. |
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Action pending
| | Edward John Carter; Executive Director | | Hearing type: Enforcement | | Allegations: Fraud | | Note: The executive director issued a temporary order. On February 18, 2003, the Commission extended the temporary order and adjourned the hearing generally pending the outcome of staff's investigation. You will find the records for this file at the Commission. For further information, go to the Enforcement page on the BCSC website. |
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Action pending
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Action pending
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Action pending
| | Solara Technologies Inc.; William Dorn Beattie; Executive Director | | Hearing type: Enforcement | | Allegations: False and misleading statements to the commission; Illegal distribution; Misrepresentation; Trading without registration | | Panel: Brent W. Aitken - Chair, Bradley Doney, Shelley C Williams | | Note: The findings are due April 14, 2010. |
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Action pending
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Action pending
| | Sung Wan (Sean) Kim ; Executive Director | | Hearing type: Enforcement | | Allegations: Acting contrary to public interest | | Panel: Brent W. Aitken - Chair, Kenneth G Hanna, Suzanne K Wiltshire | | Note: The executive director issued a temporary order. On November 3, 2009 the Commission extended the temporary order until a hearing is held and a decision is rendered. The executive director will provide the Commission with an update on its investigation by the beginning of June 2010. |
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Matter concluded
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Reciprocal order
| | Arthur Wigmore; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Panel: Brent W. Aitken - Chair, Don Rowlatt | | Note: The executive director has applied for an order under section 161(6) of the Act. The respondent must file submissions by March 8, 2010. |
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Reciprocal order
| | Everett Conrad; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Panel: Brent W. Aitken - Chair, Kenneth G Hanna | | Note: The executive director has applied for an order under section 161(6) of the Act. The respondent must file submissions by February 22, 2010 |
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Reciprocal order
| | Gordon James Goodbrand; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Panel: Brent W. Aitken - Chair, Bradley Doney | | Note: The executive director has applied for an order under section 161(6) of the Act. The respondent must file submissions by March 8, 2010. |
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Reciprocal order
| | Graham Millington; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Panel: Brent W. Aitken - Chair, Kenneth G Hanna | | Note: The executive director has applied for an order under section 161(6) of the Act. The respondent must file submissions by February 22, 2010 |
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Reciprocal order
| | John David Griffiths; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Panel: Brent W. Aitken - Chair, Don Rowlatt | | Note: The executive director has applied for an order under section 161(6) of the Act. The respondent must file submissions by February 22, 2010 |
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Reciprocal order
| | John James Illidge; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Panel: Brent W. Aitken - Chair, David J Smith | | Note: The executive director has applied for an order under section 161(6) of the Act. The respondent must file submissions by February 22, 2010 |
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Reciprocal order
| | Maureen Murray; Victor Spaetgens; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Note: The executive director has applied for an order under section 161(6) of the Act. The respondent must file submissions by February 22, 2010 |
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Reciprocal order
| | Patricia McLean; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Panel: Brent W. Aitken - Chair, David J Smith | | Note: The executive director has applied for an order under section 161(6) of the Act. The respondent must file submissions by February 22, 2010 |
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Reciprocal order
| | Philip Wong; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Panel: Brent W. Aitken - Chair, Suzanne K Wiltshire | | Note: On January 25, 2010, the Commission issued its decision under section 161(6) of the Act (2010 BCSECCOM 64). On February 5, 2010, the executive director discontinued its proceedings under the notice of hearing (2010 BCSECCOM 72). |
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Reciprocal order
| | Rajeev Thakur; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Panel: Brent W. Aitken - Chair, Bradley Doney | | Note: The executive director has applied for an order under section 161(6) of the Act. The respondent must file submissions by March 8, 2010. |
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Reciprocal order
| | Randy Reynolds; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Panel: Brent W. Aitken - Chair, Suzanne K Wiltshire | | Note: The executive director has applied for an order under section 161(6) of the Act. The respondent must file submissions by March 8, 2010. |
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Reciprocal order
| | Rodney Koch; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Panel: Brent W. Aitken - Chair, Don Rowlatt | | Note: The executive director has applied for an order under section 161(6) of the Act. The respondent must file submissions by March 8, 2010. |
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Reciprocal order
| | Shayne Lorne Malsbury; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Panel: Brent W. Aitken - Chair, David J Smith | | Note: The executive director has applied for an order under section 161(6) of the Act. The respondent must file submissions by March 8, 2010. |
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Reciprocal order
| | Stafford Kelley; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Panel: Brent W. Aitken - Chair, Shelley C Williams | | Note: The executive director has applied for an order under section 161(6) of the Act. The Commission issued its decision on February 4, 2010 (2010 BCSECCOM 74). |
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Reciprocal order
| | William Bint; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Panel: Brent W. Aitken - Chair, Suzanne K Wiltshire | | Note: The executive director has applied for an order under section 161(6) of the Act. The respondent must file submissions by March 8, 2010. |
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Reciprocal order
| | Wytze Kingma; Executive Director | | Hearing type: Enforcement - Reciprocal order | | Allegations: Acting contrary to public interest | | Note: The executive director has applied for an order under section 161(6) of the Act. The respondent must file submissions by February 22, 2010 |
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Under appeal
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Under appeal
| | Henry Jung; David John Allen; Reginald Clarke Handford; Executive Director | | Hearing type: Enforcement | | Allegations: Disclosure violations; False and misleading statements to the commission; Illegal distribution; Trading without registration | | Panel: Brent W. Aitken - Chair, Kenneth G Hanna, David J Smith | | Note: The Commission issued its findings on November 5, 2008 (2008 BCSECCOM 588). The Commission issued its decision on January 19, 2009 (2009 BCSECCOM 22). Mr. Jung has applied for leave to appeal the Commission's decision. The application has not been set down. |
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Under appeal
| | James Terrence Alexander; Anne Christine Eilers; JT Alexander and Associates Holding Corporation; Executive Director | | Hearing type: Enforcement | | Allegations: Acting contrary to public interest; Trading without registration | | Panel: Robin E. Ford - Chair, Neil Alexander, John K. Graf | | Note: The Commission issued its decision December 31, 2007. Mr. Alexander and Ms. Eilers filed notice to ask for leave to appeal the decision. Ms. Eilers died. The application has been adjourned generally. Ms. Eilers' husband applied to a chamber's judge to be allowed to carry on the appeal as a substitute. On June 24, 2009, the chamber's judge dismissed his application, without prejudice to his right to apply to the Court for the same order. On September 9, 2009, the Court of Appeal gave Mr. Alexander leave to appeal the Commissin's decision. There is no hearing date for the appeal. |
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Under appeal
| | Kegam Kevin Torudag; Lai Lai Chan ; Executive Director | | Hearing type: Enforcement | | Allegations: Insider trading | | Panel: Brent W. Aitken - Chair, Kenneth G Hanna, Shelley C Williams | | Note: The Commission issued its decision on June 18, 2009 (2009 BCSECCOM 339). Mr. Torudag filed notice to ask for leave to appeal the decision. On August 14, 2009 the Court of Appeal granted Mr. Torudag's application for leave to appeal the decision. The date has not been set down. |
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Under appeal
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Under appeal
| | Michael Kyaw Myint Hua Hu; Executive Director | | Hearing type: Enforcement | | Allegations: Disclosure violations; False and misleading statements to the commission; Insider trading | | Panel: Brent W. Aitken - Chair, Don Rowlatt, David J Smith | | Note: On October 14, 2009, the BC Court of Appeal granted Mr. Hu leave to appeal, and stayed, the Commission's rulings issued September 8, 2009 (2009 BCSECCOM 506) and October 7, 2009 (2009 BCSECCOM 566). The appeal hearing is set for May 4, 2010. |
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Under appeal
| | Michael Savage; Executive Director | | Hearing type: Enforcement | | Allegations: Fraud; Illegal distribution; Misrepresentation; Trading without registration | | Panel: John K. Graf, Robert J. Milbourne | | Note: The Commission issued its decision February 1, 2008. The Court of Appeal dismissed Mr. Savage's application for leave to appeal the December 14, 2007 Commission findings. Mr. Savage is appealing the Court of Appeal judgment and the Commission decision. |
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