Forms

1

Summons to attend before an investigator under section 128 of the Act [F - Rescinded]

1

Summons to Attend Before an Investigator Under Section 144 [F - Rescinded]

11

Application for exempt purchaser status [F - Rescinded]

12

Information Required in Prospectus of Industrial Issuer [F - Rescinded]

12A

Information required in prospectus of junior industrial issuer [F - Rescinded]

12B

Information required in exchange offering prospectus of an industrial issuer [F - Rescinded]

13

Information Required in Prospectus of Finance Issuer [F - Rescinded]

14

Information required in prospectus of an industrial issuer - natural resource issuer [F - Rescinded]

14A

Information required in prospectus of a natural resource issuer [F - Rescinded]

14B

Exchange offering prospectus of a natural resource issuer [F - Rescinded]

15

Information Required in Prospectus of a Mutual Fund [F - Rescinded]

16

Escrow agreement (relating to performance shares) [F - Rescinded]

2

Affidavit of service [F - Rescinded]

20

Report of exempt distribution [F - Rescinded]

20

Report of Exempt Distribution [F - Rescinded](1)

20A

Acknowledgement and undertaking [F - Rescinded]

20A(IP)

Acknowledgment of individual purchaser [F - Rescinded]

20A(NIP)

Acknowledgment of purchaser that is not an individual [F - Rescinded]

23

Notice of intention to sell and declaration pursuant to section 117 (c) and (d) of the securities regulation [F - Rescinded]

23

Notice of Intention To Sell And Declaration [F - Rescinded]

24

Statement of material facts [F - Rescinded]

25

Put option contract [F - Rescinded]

26

Call option contract [F - Rescinded]

27

Material change report under section 85 (1) of the Act [F - Rescinded]

28

Annual filing of reporting issuer [F - Rescinded]

29

Finance company questionnaire and financial report [F - Rescinded]

3

Application for registration as dealer, adviser or underwriter [F - Rescinded]

3

Application for registration as dealer, adviser or underwriter [F - Rescinded](1)

30

Information circular [F - Rescinded]

31

Notice of intention to make an issuer bid [F - Rescinded]

32

Take over bid circular [F - Rescinded]

33

Issuer bid circular [F - Rescinded]

34

Directors' circular [F - Rescinded]

35

Director's or officer's circular [F - Rescinded]

36

Insider report [F - Rescinded]

38

Registered Owner of Securities Beneficially Owned by an Insider [F - Rescinded]

38

Report under Section 126 of the Act [F - Rescinded]

39

Report of a mutual fund manager required under section 126 of the Act [F - Rescinded]

4

Uniform application for registration/approval [F - Rescinded]

4

Uniform application for registration / approval (BC) [F - Rescinded]

40

Endorsement of warrant [F - Rescinded]

41

Statement of executive compensation [F - Rescinded]

43

Offering Memorandum [F - Rescinded]

43A

Offering memorandum - immigrant investor program [F - Rescinded]

43B

Offering memorandum - real estate securities [F - Rescinded]

43C

Offering memorandum - mortgages [F - Rescinded]

4B

Personal information for directors, officers, promoters and control persons [F - Rescinded]

4B

Personal Information for Directors, Officers, Promoters & Control Persons [F - Rescinded]

4Z

Consent to a criminal records check [F - Rescinded]

4Z

Consent to a criminal records check [F - Rescinded](1)

5

Uniform application for renewal of licence or registration [F - Rescinded]

50

Short form of prospectus of a mutual fund [F - Rescinded]

51

Annual information form of a mutual fund [F - Rescinded]

52

Financial statements of a mutual fund [F - Rescinded]

53

Trust agreement (contingency fund) [F - Rescinded]

54

Technical report on mineral properties excluding oil and gas [F - Rescinded]

55

Technical report on oil and gas properties [F - Rescinded]

57

[Draft] Information statement - mortgages [F - Rescinded]

58

Information statement required for not-for-profit organizations under section 46 (g) of the Act [F - Rescinded]

60

Subordination agreement [F - Rescinded]

61

Quarterly report [F - Rescinded]

62

Report of working capital [F - Rescinded]

63

Statement of financial condition (audited) [F - Rescinded]

64

Risk disclosure document (exchange contracts) [F - Rescinded]

65

Managed accounts disclosure document (exchange contracts) [F - Rescinded]

66

Risk Disclosure Statement (Exchange Contracts) [F - Rescinded]

69

Conflict of interest rules statement [F - Rescinded](1)

69

Conflict of interest rules statement [F - Rescinded]

7

Application for amendment of registration as dealer, adviser or underwriter [F - Rescinded]

7

Application for amendment of registration as dealer, adviser or underwriter [F - Rescinded](1)

70

Statement and undertaking pursuant to Section 167.3 (4) of the Securities Regulation [F - Rescinded]

70

Statement and undertaking [F - Rescinded]

7A

Application for transfer/change of status [F - Rescinded]

7A

Application for transfer/change of status [F - Rescinded](1)

7X

Addendum to Form 7 [F - Rescinded]

7X

Addendum to Form 7 [F - Rescinded](1)

7Z

Uniform termination notice (BC) [F - Rescinded]

7Z

Uniform termination notice (BC) [F - Rescinded](1)

8

Summons for an examination under section 24 (c) of the Act [F - Rescinded]

9

Joint regulatory financial questionnaire and report [F - Rescinded]

9A

Report of risk adjusted capital [F - Rescinded]

Fee-Checklist

Securities Regulation [F - Rescinded](1)

Fee-Checklist

Securities Regulation [F - Rescinded]