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News & Publications
News Release Archives
July 28, 2010
2010/50 BCSC panel dismisses Icahn Group’s application for temporary cease trade orders
July 27, 2010
2010/49 Panel releases final majority reasons for cease trading Lions Gate shareholder rights plan
July 23, 2010
2010/48 CSA review shows issuers are improving disclosure on IFRS transition [CSA]
July 16, 2010
2010/47 Panel orders two mining companies and their president to produce technical reports
July 16, 2010
2010/46 Canadian securities regulators propose regulatory regime for credit rating organizations [CSA]
July 14, 2010
2010/45 BCSC panel finds three former public company directors committed fraud
July 9, 2010
2010/44 Canadian securities regulators announce results of Continuous Disclosure reviews for fiscal 2010 [CSA]
July 9, 2010
2010/43 Canadian securities regulators release MFDA Oversight Review Report [CSA]
June 25, 2010
2010/42 BCSC panel sanctions technology company and director for illegal trading
June 25, 2010
2010/41 Canadian securities regulators propose amendments to mutual fund rules [CSA]
June 25, 2010
2010/40 Canadian securities regulators seek comment on proposed changes to registration rules for dealers, advisers and investment fund managers [CSA]
June 16, 2010
2010/39 Canadian securities regulators to proceed with staged implementation of point of sale disclosure regime for mutual funds
June 15, 2010
2010/38 Securities regulators urge Canadians to help prevent financial abuse of seniors [CSA]
June 10, 2010
2010/37 BCSC panel rejects application to discontinue hearing into MFDA governance practices
June 10, 2010
2010/36 BCSC panels reciprocate ASC, MSC, and OSC enforcement orders
June 2, 2010
2010/35 B.C. man pays $10,000 for advising without registration
May 31, 2010
2010/34 Canadian securities regulators seek feedback on tailoring venture issuer regulation [CSA]
May 28, 2010
2010/33 CSA and IIROC publish update of regulatory issues and next steps [CSA]
May 25, 2010
2010/32 Securities regulators help young Canadians increase financial literacy with the “Financial Fitness Challenge” [CSA]
May 21, 2010
2010/31 Investment dealer pays $12,000 for breaching a cease trade order
May 18, 2010
2010/30 Scholarship plan dealer pays $50,000 for poor compliance practices
May 14, 2010
2010/29 Canadian regulators analyze issues arising from recent market volatility [CSA]
May 11, 2010
2010/28 BCSC Executive Director’s Bulletin: Securities regulator issues temporary cease trade order and notice of hearing against two offshore companies
May 7, 2010
2010/27 BCSC Executive Director’s Bulletin: Securities regulator seeks a technical report from Bul River and Gallowai mining operations
May 7, 2010
2010/26 BCSC reasons released for cease trading Lions Gate Entertainment Shareholder Rights Plan
April 27, 2010
2010/25 BCSC panel cease trades Lions Gate Entertainment shareholder rights plan
April 23, 2010
2010/24 Eight Canadian securities commissions sign Supervisory Cooperation Arrangement with China’s banking regulator [CSA]
April 23, 2010
2010/23 Canadian regulators seek comment on proposed changes to national mining rule
April 19, 2010
2010/22 Mutual fund dealer pays $4,000 for allowing unregistered trades
April 13, 2010
2010/21 Canadian securities regulators make proposals to improve issuer communications with investors [CSA]
April 12, 2010
2010/20 Nelson man banned for three years for violating securities laws
April 12, 2010
2010/19 BCSC panel gives reasons for decision in Severstal case
April 9, 2010
2010/18 Genius Funds permanently banned for illegally selling securities
April 6, 2010
2010/17 Paul C. Bourque Q.C. appointed Executive Director of the B.C. Securities Commission
March 30, 2010
2010/16 Panel finds technology company made illegal distributions
March 24, 2010
2010/15 Canadian securities regulators take steps to improve scholarship plan disclosure for investors [CSA]
March 23, 2010
2010/14 Investor Alert: Securities regulators warn of investments that encourage you to unlock your retirement savings
March 12, 2010
2010/13 BCSC Executive Director’s Bulletin: Securities regulator issues a temporary order and gives a notice of hearing against financial planner and former registrant
March 1, 2010
2010/12 CSA urges Canadians to “take the next step” to protect themselves from investment fraud
February 17, 2010
2010/11 Men disciplined for contravening B.C. securities laws
February 17, 2010
2010/10 CSA’s ‘Financial Fitness Challenge’ offers Canadian youth a chance to win $2,000 for demonstrating financial smarts [CSA]
February 12, 2010
2010/09 BCSC Executive Director’s Bulletin: Securities regulator gives notice of hearing and issues temporary order against Cyprus-based website operator
February 5, 2010
2010/08 BCSC panel permanently bans man convicted of contravening U.S. securities laws
February 3, 2010
2010/07 BCSC panels reciprocate ASC, NBSC, and OSC enforcement orders
February 2, 2010
2010/06 BCSC Executive Director’s Bulletin: Securities regulator gives notice of hearing to extend temporary order issued against CEO of West Vancouver company
February 1, 2010
2010/05 Canadian securities regulators 2009 enforcement report outlines efforts to protect Canadian investors and markets [CSA]
January 27, 2010
2010/04 North Vancouver woman disciplined for conducting unregistered trades
January 25, 2010
2010/03 Shareholder pays $11,000 and is banned from trading
January 22, 2010
2010/02 Canadian securities regulators announce new insider reporting regime [CSA]
January 18, 2010
2010/01 Updated InvestRight Guide makes it easy for investors to work with their investment advisors
