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News & Publications
News Release Archives
May 10, 2013
2013/31 BCSC alleges that man made false statements while promoting investment on website and Craigslist
May 7, 2013
2013/30 B.C. man agrees to sanctions for illegally distributing securities
May 3, 2013
2013/29 Securities regulator alleges fraud, illegal distributions and making false statements
May 1, 2013
2013/28 Investment dealer pays $65,000 for contravening cease trade orders
April 30, 2013
2013/27 Securities Commission alleges misconduct against B.C. mining company and two executives
April 26, 2013
2013/26 Canadian Securities Regulators undertake review following loss of personal information [CSA]
April 25, 2013
2013/25 New service provider for the operation of the CSA National Systems [CSA]
April 24, 2013
2013/24 Portfolio manager agrees to pay $50,000 for repeated deficiencies
April 18, 2013
2013/23 CSA seeks comment on proposals for derivatives market registration and regulation [CSA]
April 17, 2013
2013/22 New Commissioner appointed to the British Columbia Securities Commission
April 17, 2013
2013/21 Canadian Securities Regulators release MFDA Oversight Review Report [CSA]
March 28, 2013
2013/20 Canadian Securities Regulators implement disclosure requirements for investment costs and performance [CSA]
March 27, 2013
2013/19 Canadian Securities Regulators seek comment on proposals to modernize investment fund rules [CSA]
March 25, 2013
2013/18 Canadian Securities Administrators announce March 26 as Check Registration Day
March 22, 2013
2013/17 Investor Alert: Watch out for high-yield investment programs
March 13, 2013
2013/16 Canadian Securities Regulators seek comment on early warning reporting [CSA]
March 12, 2013
2013/15 Investor Alert: BCSC issues warning about Profitable Sunrise
March 7, 2013
2013/14 BCSC panel releases reasons for declining jurisdiction in Huntingdon’s offer for KEYreit
March 6, 2013
2013/12 B.C. Mortgage Investment Corporation sanctioned for failing to meet regulatory obligations
March 6, 2013
2013/13 InvestRight Video Series and 'Guide to Investing' serve as new investor protection tools during Fraud Prevention Month
March 5, 2013
2013/11 Canadian Securities Regulators stress being proactive is key in preventing investor fraud [CSA]
February 28, 2013
2013/10 Canadian Securities Regulators adopt amendments to prospectus rules [CSA]
February 21, 2013
2013/09 Canadian Securities Regulators’ Enforcement Report Highlights Fraud [CSA]
February 4, 2013
2013/08 Canadian Securities Administrators renew term of Chair, appoint new Vice-Chair [CSA]
January 24, 2013
2013/07 BCSC releases 2012 Mining Report
January 23, 2013
2013/06 BCSC panel dismisses allegations against former President and CEO of B.C. corporation
January 21, 2013
2013/05 BCSC alleges that woman perpetrated fraud and made false statements to the commission
January 15, 2013
2013/04 Securities regulator issues notice of hearing and temporary order against B.C. man alleging illegal distribution
January 15, 2013
2013/03 Securities regulator alleges fraud, illegal distributions and breach of a cease trade order
January 10, 2013
2013/02 Canadian Securities Regulators adopt amendments to improve scholarship plan disclosure for investors [CSA]
January 9, 2013
2013/01 BCSC panel fines and permanently bans two directors of B.C. company for selling securities without being registered
