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Current News Releases
2009
December 31, 2009
BCSC Executive Director’s Bulletin: Securities regulator issues temporary order and gives notice of a hearing into alleged unregistered trading activity
December 22, 2009
Commission panel dismisses application for costs
December 21, 2009
CSA’s web-based tool allows investors to search registration of securities industry participants across multiple Canadian jurisdictions [CSA]
December 18, 2009
Canadian securities regulators take steps to improve oil and gas disclosure [CSA]
December 18, 2009
Canadian securities regulators publish responses to frequently asked questions about the new national registration regime [CSA]
December 17, 2009
BCSC permanently bans man who raised millions for Forex trading
November 25, 2009
BCSC panel releases reasons for its decision to review MFDA governance bylaw
November 19, 2009
Golden woman receives three-year ban for illegal distributions
November 13, 2009
Canadian securities regulators to maintain current corporate governance regime [CSA]
November 13, 2009
Canadian securities regulators enact Order Protection Rule to maintain integrity of multiple marketplaces [CSA]
November 10, 2009
BCSC panel to review MFDA governance bylaw
November 9, 2009
BCSC Executive Director’s Bulletin: Securities regulator issues notice of hearing against B.C. man who raised funds for Forex trading
November 3, 2009
U.S. firm pays $54,500 for trading without registration
October 27, 2009
FCAC and BCSC add two new modules to their financial education resource, The City
October 26, 2009
Ponzi schemers ordered to surrender $16 million in ill-gotten gains
October 21, 2009
BCSC Executive Director’s Bulletin: Securities regulator issues temporary order against Sung Wan (Sean) Kim
October 16, 2009
Canadian securities regulators prepare for changes to investment fund disclosure resulting from International Financial Reporting Standards [CSA]
October 15, 2009
Media Invited: Experts in Vancouver to discuss credit market crisis and its fallout
October 14, 2009
Canadian families learn how to “Make it Count” [CSA]
October 13, 2009
Investor Alert: Securities regulator investigating Sung Wan Kim
October 13, 2009
Brenda Leong appointed Chair of the British Columbia Securities Commission
October 13, 2009
Former Vancouver resident receives seven-year market bans and pays $10,000
October 9, 2009
BCSC Executive Director’s Bulletin: Securities regulator issues temporary order and gives notice of a hearing into alleged advance fee scheme
October 6, 2009
Canadian securities regulators approve requirements on use of client brokerage commissions [CSA]
October 5, 2009
Learn how to protect your money from investment fraud
October 5, 2009
Canadians still not putting investing knowledge into practice, national study reveals [CSA]
September 30, 2009
CSA and IIROC publish Joint Consultation Paper on dark pools, dark orders and other developments in market structure in Canada [CSA]
September 28, 2009
National registration regime implemented: Canadian securities regulators announce new registration rules and streamlined process for dealers and advisers [CSA]
September 25, 2009
Canadian securities regulators prepare for upcoming changeover to International Financial Reporting Standards [CSA]
September 24, 2009
Investor Alert: Manitoba Securities Commission and BC Securities Commission uncover ‘re-victimization’ scheme
September 14, 2009
Former CEO pays $179,862 and receives market bans for illegal insider trading
September 14, 2009
Mutual fund dealer pays $9,250 for allowing unregistered trades
September 11, 2009
BCSC bans two B.C. residents for illegally soliciting funds from investors
September 11, 2009
Canadian securities regulators announce results of certification compliance review [CSA]
September 2, 2009
Canadian securities regulators stress the importance of suitability requirements for dealers and advisers [CSA]
August 13, 2009
Investment dealer and registrant admit to contravening cease trade order
August 7, 2009
Canadian securities regulators outline requirements for exempt market dealers [CSA]
August 7, 2009
Commission panel finds four B.C. residents committed fraud in Ponzi scheme
July 30, 2009
BCSC Executive Director’s Bulletin: Securities regulator gives notice of a hearing to extend temporary order against U.S. over-the-counter bulletin board company
July 24, 2009
Canadian securities regulators announce results of continuous disclosure reviews for fiscal 2009 [CSA]
July 17, 2009
Canadian securities regulators finalize passport for registrants and a streamlined review policy for registration in multiple jurisdictions [CSA]
July 17, 2009
Canadian securities regulators implement a new national registration regime [CSA]
July 15, 2009
BCSC streamlines short-form prospectus offering reviews for mining issuers
July 14, 2009
BCSC panels reciprocate ASC, OSC and SFSC reciprocal orders
July 2, 2009
Canadian securities regulators launch online fee guide [CSA]
June 25, 2009
Former president and CEO of mining issuer receives a lifetime ban
June 23, 2009
BCSC panel sanctions two Quebec residents for illegal insider trading
June 19, 2009
Canadian securities regulators take steps to improve mutual fund disclosure for investors [CSA]
June 15, 2009
Securities regulators urge Canadians to help prevent financial abuse of seniors [CSA]
June 12, 2009
Canadian regulators provide guidance on transition to new registration regime [CSA]
June 9, 2009
BCSC Executive Director’s Bulletin: Regulator alleges fraud and contravention of various securities laws in distribution of three securities
June 5, 2009
Canadian securities regulators announce that TSX Inc. will act as an information processor for exchange-traded securities [CSA]
June 3, 2009
BCSC panel sets aside decision to ban former registrant permanently
April 24, 2009
BCSC panels reciprocate ASC and OSC enforcement orders
April 23, 2009
Investor Watch: Get the facts before investing in real estate-based securities
April 17, 2009
BCSC Executive Director’s Bulletin: Securities regulator gives notice of a hearing into alleged illegal insider trading
April 15, 2009
Commission upholds decisions made by investment industry self-regulatory organization
April 14, 2009
CSA increases financial literacy among youth with “Financial Fitness Challenge” [CSA]
March 30, 2009
Terms of CSA Chair and Vice-Chair renewed [CSA]
March 25, 2009
Scholarship dealer pays $5,000 for allowing unregistered trade
March 18, 2009
BCSC Executive Director’s Bulletin: Securities regulator alleges B.C. man breached a cease trade order and violated various securities laws
March 16, 2009
BCSC panel finds two Quebec residents traded illegally on insider information
March 12, 2009
Fraud settlement helps investors recoup some money
March 10, 2009
CSA offers new fraud prevention resources for investors [CSA]
February 18, 2009
Survey: Kelowna-area grads are staying in school and improving their financial life skills
February 10, 2009
BCSC Executive Director’s Bulletin: Securities regulator gives notice of a hearing into alleged illegal trading and distribution of securities
February 5, 2009
BCSC Executive Director’s Bulletin: Securities regulator gives notice of a hearing into alleged insider trading
February 3, 2009
BCSC makes reciprocal orders against 10 individuals
February 2, 2009
Canadian youth invited to take part in ‘Financial Fitness Challenge’ contest [CSA]
January 30, 2009
BCSC settles with the CEO and a former director of Canadian Rockport Homes
January 29, 2009
Canadian securities regulators release report on enforcement activities for 2008 [CSA]
January 21, 2009
Panel bans and fines accountant who illegally distributed securities to investors
January 20, 2009
BCSC takes action against non-compliant OTC issuers
January 16, 2009
Investment firm fined for advising in B.C. without registration
January 9, 2009
BCSC Executive Director’s Bulletin: Securities regulator gives notice of a hearing into alleged fraud and false filings
January 8, 2009
Canadian securities regulators emphasize disclosure obligations for current market conditions [CSA]
