BC Notices

BCN 2013/04

Notice of Varied BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities [BCN]

BCN 2013/03

Notice and Request for Comment - National Instrument 45-106 Prospectus and Registration Exemptions Proposed Prospectus Exemption to Assist Capital Raising by Small Businesses [BCN]

BCN 2013/02

Extension of Comment Period for Proposed Revocation of BC Instrument 32-513 Registration Exemption for Trades...[BCN]

BCN 2013/01

Notice and Request for Comment - Proposed Revocation of BC Instrument 32-513 Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions...[BCN]

BCN 2012/23

Notice of Amended BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities [BCN]

BCN 2012/22

Notice of Adoption of Multilateral Policy 31-202 Registration Requirement for Investment Fund Managers and Amendments to Companion Policy 31-103CP Registration Requirements...[BCN]

BCN 2012/21

Specification of Forms for Summons to Attend and Demand for Production of Records [BCN]

BCN 2012/20

Notice and Request for Comment - Proposed Changes to Conditions of Registration - Investment Dealers with a BC Office...[BCN]

BCN 2012/19

Effective date of TSX Venture Exchange Recognition Order [BCN]

BCN 2012/18

Adoption of BC Instrument 51-511 Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [BCN]

BCN 2012/17

Notice of Commission Recognition Orders for TSX Venture Exchange the Canadian Depository for Securities Limited and Related Instruments [BCN]

BCN 2012/16

Marketplace Rules Modernization - Notice of Adoption of Amendments to Marketplace Rules [BCN]

BCN 2012/14

Notice of Adoption of National Instrument 23-103 Electronic Trading [BCN]

BCN 2012/12

Notice and Second Request for Comment - Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F3 and Companion Policy 81-101CP and... [BCN]

BCN 2012/09

Mutual Fund Modernization - Notice of Adoption of Amendments to Mutual Fund Rules [BCN]

BCN 2012/08

Notice of Adoption of National Instrument 25-101 Designated Rating Organizations [BCN]

BCN 2012/06

Notice of Amended BC Instrument 32-513 Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions and its Companion Policy [BCN]

BCN 2012/05

Notice of Amended BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities [BCN]

BCN 2012/04

Notice of Adoption of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and its companion policy [BCN]

BCN 2011/36

Notice of Amended BC Interpretation Note 33-705 Conditions of Registration for Investment Dealers with a BC Office that Trade in the U.S. Over-the-Counter Markets [BCN]

BCN 2011/35

Adoption of BC Instrument 22-503 - Extension of Relief from National Instrument 21-101 Marketplace Operation Information Transparency Requirements for Government Debt Securities [BCN]

BCN 2011/34

Variation of BC Instrument 45-533 Exemptions [BCN]

BCN 2011/30

Adoption of Amended National Policy 11-201 Electronic Delivery of Documents [BCN]

BCN 2011/29

Notice and Request for Comment - CSA Staff Consultation Note 45-401 - Review of Minimum Amount and Accredited Investor Exemptions [BCN]

BCN 2011/28

Notice of Amendments to Form 51-102F6 Statement of Executive Compensation [BCN]

BCN 2011/26

Adoption of Form 45-106F6 British Columbia Report of Exempt Distribution and amendments to National Instrument 45-106 Prospectus and Registration Exemptions [BCN]

BCN 2011/25

Adoption of BC Instrument 45-532 Exemption for use of information by representatives of the media and BC Instrument 45-533 Exemption from Form 45-106F6...[BCN]

BCN 2011/22

Form 45-106F6 British Columbia Report of Exempt Distribution and amendments to National Instrument 45-106 Prospectus and Registration Exemptions [BCN]

BCN 2011/20

Advance Notice of Amendments to Form 51-102F6 Statement of Executive Compensation [BCN]

BCN 2011/18

Adoption of Amendments to National Instrument 31-103 Registration Requirements and Exemptions and Amendments to National Instrument 33-109 Registration Information [BCN]

BCN 2011/17

Adoption of BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities [BCN]

BCN 2011/16

Notice of Repeal and Replacement of National Instrument 43-101 Standards of Disclosure for Mineral Projects [BCN]

BCN 2011/14

Notice and Request for Comment - Proposed Amendments to NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and its CP 54-101CP, Proposed Amendments ... [BCN]

BCN 2011/09

Notice and Request for Comment Proposed Amendments to National Policy 11-201 Electronic Delivery of Documents [BCN]

BCN 2011/08

Notice of Publication for Comment – Alpha Exchange Inc. [BCN]

BCN 2011/07

Advance Notice of Amendments to National Instrument 31-103 Registration Requirements and Exemptions, related forms and Companion Policy 31-103CP and Amendments to ... [BCN]

BCN 2011/05

Advance Notice of Repeal and Replacement of National Instrument 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and Companion Policy 43-101CP [BCN]

BCN 2011/04

Notice and Request for Comment - Proposed National Instruments 41-103 and 51-106, Proposed Amendments to National Instruments 45-106, 45-102, 52-109 and Consequential Amendments [BCN]

BCN 2011/01

Notice of Amendments to Securities Act [BCN]

BCN 2010/44

Updated List of Exchanges - Memorandum of Understanding for Exchange Oversight [BCN]

BCN 2010/43

Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds [BCN]

BCN 2010/41

Notice of Adoption of Amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and Related Amendments [BCN]

BCN 2010/40

Adoption of BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities [BCN]

BCN 2010/39

Notice and Request for Comment Proposed Changes to Statement of Executive Compensation Form 51-102F6 Statement of Executive Compensation [BCN]

BCN 2010/38

Notice of Amendments to National Policy 41-201 Income Trusts and Other Indirect Offerings [BCN]

BCN 2010/37

Advance Notice of Amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities, its Forms, Companion Policy and Related Consequential Amendments [BCN]

BCN 2010/36

Notice and Request for Comment - Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions, Companion Policy 31-103CP Registration Requirements and... [BCN]

BCN 2010/35

Resignations and Replacements for Securities Policy Advisory Committee [BCN]

BCN 2010/34

Advance Notice of Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds - Form 81-101F3 Contents of Fund Facts Document, Amendments to National Instrument 81-101...[BCN]

BCN 2010/33

Advance Notice of Amendments to National Instrument 45-106 Prospectus and Registration Exemptions, related Forms, and Companion Policy 45-106CP Prospectus and Registration Exemptions [BCN]

BCN 2010/32

Advance Notice of Amendments to National Instrument 31-103 Registration Requirements and Exemptions, Form 31-103F1 Calculation of Excess Working Capital and Companion Policy 31-103CP..[BCN]

BCN 2010/31

Advance Notice of Admendments to National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings, related to Forms and Companion Policy 52-109CP [BCN]

BCN 2010/30

Advance Notice of Amendments to National Instrument 51-102 Continuous Disclosure Obligations, related forms, and Companion Policy 51-102CP and Amendments to National Instrument 71-... [BCN]

BCN 2010/29

Advance Notice of Amendments to National Instrument 41-101 General Prospectus Requirements, Form 41-101F1, and Companion Policy 41-101CP and Amendments to National Instrument 44-101...[BCN]

BCN 2010/27

Notice of Adoption of permanent BC Instrument 81-513 Self-Dealing and related consequential amendments [BCN]

BCN 2010/26

Request for comment on proposed Form 45-106F6 British Columbia Report of Exempt Distribution and amendments to National Instrument 45-106 Prospectus and Registration Exemptions [BCN]

BCN 2010/25

Adoption of BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities [BCN]

BCN 2010/23

Adoption of Amendments to National Instrument 24-101 [BCN]

BCN 2010/22

Adoption of National Instrument 23-102 Use of Client Brokerage Commissions and of consequential amendments to National Instrument 41-101 General Prospectus Requirements and 81-101 Mutual F

BCN 2010/20

Notice and Request for Comment - Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions, Companion Policy 31-103CP Registration Requirements and Exemp...

BCN 2010/19

Adoption of National Instrument 55-104 Insider Reporting Requirements and Exemptions, Companion Policy 55-104CP and related consequential amendments and repeals [BCN]

BCN 2010/18

Notice and Request for Comment Proposed Changes to Mining Rule National Instrument 43-101 Standards of Disclosure for Mineral Projects [BCN]

BCN 2010/17

Notice of BC Instrument 43-501 Exemption from certificate requirement for foreign underwriters [BCN]

BCN 2010/16

Advance Notice of Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement [BCN]

BCN 2010/15

Advance Notice of Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure and Form 81-101F2 Contents of Annual Information Form and... [BCN]

BCN 2010/14

Notice and Request for Comment - Proposed amendments to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer... [BCN]

BCN 2010/13

Appointments to Securities Policy Advisory Committee [BCN]

BCN 2010/12

Appointments to Securities Law Advisory Committee [BCN]

BCN 2010/11

Notice and Request for Comment - Modernization of Scholarship Plan Regulation, Phase 1 – a New Prospectus Form for Scholarship Plans, Proposed Amendments to National Instrument 41 - 101...

BCN 2010/10

Adoption of BC Instrument 32-514 Exemption from certain registration requirements for foreign-based portfolio managers [BCN]

BCN 2010/09

Adoption of BC Instrument 21-504 Exemption from filing period requirement for change in Form 21-101F1 Exhibit N [BCN]

BCN 2010/08

Adoption of BC Instrument 32-513 Registration exemption for trades in connection with certain prospectus-exempt distributions and its companion policy [BCN]

BCN 2010/07

Transition Disclosure [BCN]

BCN 2010/06

Solicitation of New Members for the Securities Policy Advisory Committee [BCN]

BCN 2010/05

Solicitation of New Members for the Securities Law Advisory Committee [BCN]

BCN 2010/02

Publication of Revised BC Policy 15-601 Hearings [BCN]

BCN 2009/35

Memorandum of Understanding for Oversight of Exchanges and Quotation and Trade Reporting Systems [BCN]

BCN 2009/32

Adoption of BC Companion Policy 91-502CP Short Term Foreign Exchange Transactions [CP]

BCN 2009/22

Adoption of BC Instrument 81-504 Transactions Between Mutual Funds and Responsible Persons Relating to Certain Debt Securities, Mortgages and Equity Securities [BCN]

BCN 2009/16

Adoption of National Policy 11-204 Process for Registration in Multiple Jurisdictions and Amendments to Multilateral Instrument 11-102 Passport System, Companion Policy 11-102CP ...

BCN 2009/14

Adoption of NI 45-106 Prospectus and Registration Exemptions, NI 45-102 Resale of Securities, Related Documents and Consequential Amendments [BCN]

BCN 2009/13

Electronic filing of reports of exempt distribution

BCN 2009/09

Pre-Filing Review of Mining Technical Disclosure for Short Form Offerings [BCN]

BCN 2008/46

Publication of the Memorandum of Understanding regarding CIPF and a Variation Order Approving the Canadian Investor Protection Fund as a Compensation Fund [BCN]

BCN 2008/39

Adoption of National Policy 12-203 Cease Trade Orders for Continuous Disclosure Defaults [BCN]

BCN 2008/37

Notice of BCSC Non-Objection to Proposed Amendments to section 24.3 of MFDA By-law No. 1 – Applications in Exceptional Circumstances [BCN]

BCN 2008/35

The Mutual Fund Dealers Association of Canada Notice of Consent [BCN]

BCN 2008/32

Adoption of Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Related Amendments and Adoption of Amendments to NI 52-108 Auditor Oversight [BCN]

BCN 2008/29

Adoption of Housekeeping Amendments to NI 55-102 System for Electronic Disclosure by Insiders (SEDI) and related Forms 55-102F1, 55-102F2, 55-102F3, 55-102F6

BCN 2008/28

Recognition of the Investment Industry Regulatory Organization of Canada (IIROC) Notice of Approval [BCN]

BCN 2008/21

Adoption of BCI 24-502 Extension of Transitional Phase-In Period in NI 24-101 Institutional Trade Matching and Settlement (BCI 24-502) and Publication of CSA Notice 24-307 [BCN]

BCN 2007/34

BCSC Governance of Enforcement Settlement Agreements – Implementation [BCN]

BCN 2007/27

BCSC Governance of Enforcement Settlement Agreements

BCN 2007/24

BCSC Response to Abusive Practices in British Columbia Involving US Over-the-Counter Markets

BCN 2007/10

egX Canada Inc. Recognition as an Exchange [BCN]

BCN 2006/27

Adoption of BC Policy 13-602 Confidentiality of Records [BCN]

BCN 2006/23

Mutual Fund Dealers Association of Canada Notice of Variation Order [BCN]

BCN 2006/18

Eliminating certificates under section 77 of the Securities Act respecting status of reporting issuers [BCN]

BCN 2006/13

MFDA Investor Protection Corporation Notice of Variation Order [BCN]

BCN 2006/11

Attorney General consults on civil liability [BCN]

BCN 2006/10

Amendments to Securities Act [BCN]

BCN 2006/05

Interest on unpaid financial sanctions [BCN]

BCN 2005/48

Filing exempt distribution reports now quicker and easier [BCN]

BCN 2005/45

Amended Recognition Order of TSX Venture Exchange Inc. [BCN]

BCN 2005/36

Canadian Trading and Quotation System Inc. [BCN]

BCN 2005/26

MFDA Investor Protection Corporation Notice of Approval [BCN]

BCN 2005/25

The Mutual Fund Dealers Association of Canada Notice of Consent to Enter into a Co-operative Agreement in Québec [BCN]

BCN 2005/20

Electronic Audit Trail Initiative (TREATS) [BCN]

BCN 2004/27

Publication of Guidelines for Capital Accumulation Plans [BCN]

BCN 2004/23

Enforcement of Outcomes-Based Securities Legislation [BCN]

BCN 2004/22

Investor Remedies in Securities Legislation - A Regulatory Impact Analysis [BCN]

BCN 2004/21

Cost Savings Under a Firm-Only Registration System [BCN]

BCN 2003/53

Revocation of Fund of Fund Exemptions, Waivers and Approvals under National Policy Statement No. 39 Mutual Funds and National Instrument 81-102 Mutual Funds [BCN]

BCN 2003/50

Dealers and Advisers under the BC Model – Regulatory Impact Analysis [BCN]

BCN 2003/12

The BC Model - Draft Legislation, Commentary And Guides For A New Way To Regulate [BCN]

BCN 2002/46

New Proposals for Mutual Fund Regulation [BCN]

BCN 2002/45

BCSC announces results of Cost Benefit Analysis of CMA [BCN]

BCN 2002/41

Credit For Assistance In Investigations [BCN]

BCN 2002/19

BCSC announces a step-by-step guide on what it expects in applications for exemptive relief [BCN]

Adv ance No

Notice of Repeal and Replacement of National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards and Companion Policy 52-107CP... [BCN]

Ado ption o

of National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards and amendments to various securities rules in connection with Canada’s changeover to IFRS [BCN]

BCN 2013/0

2013/05 Notice of Commission Variation Order for Alpha Exchange Inc. and Alpha Trading Systems L.P.