HOME
RELATED LINKS
CAREERS
CONTACT US
Securities Law & Policy
Act, Regulations & Rules
Policies & Instruments
Requests for Comment
Exemption Application Process
For Companies
For Registrants
For Investors
News & Publications
Enforcement
About the Commission
Marketplaces, SROs & Clearing Agencies
JUMP TO:
Choose...
Weekly Report
Forms
BCSC e-services
- - - - - - - - - - - - - - -
Advanced Search
Decisions & Orders
Check Registration
Defaulting Issuers List
Exempt Distributions
Foreign Issuer Filings
Policies & Instruments
Historical Policies ...
SEARCH:
Home
>
Securities Law & Policy
>
Policies & Instruments
>
BC Notices
BCN 2013/04
Notice of Varied BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities [BCN]
BCN 2013/03
Notice and Request for Comment - National Instrument 45-106 Prospectus and Registration Exemptions Proposed Prospectus Exemption to Assist Capital Raising by Small Businesses [BCN]
BCN 2013/02
Extension of Comment Period for Proposed Revocation of BC Instrument 32-513 Registration Exemption for Trades...[BCN]
BCN 2013/01
Notice and Request for Comment - Proposed Revocation of BC Instrument 32-513 Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions...[BCN]
BCN 2012/23
Notice of Amended BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities [BCN]
BCN 2012/22
Notice of Adoption of Multilateral Policy 31-202 Registration Requirement for Investment Fund Managers and Amendments to Companion Policy 31-103CP Registration Requirements...[BCN]
BCN 2012/21
Specification of Forms for Summons to Attend and Demand for Production of Records [BCN]
BCN 2012/20
Notice and Request for Comment - Proposed Changes to Conditions of Registration - Investment Dealers with a BC Office...[BCN]
BCN 2012/19
Effective date of TSX Venture Exchange Recognition Order [BCN]
BCN 2012/18
Adoption of BC Instrument 51-511 Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [BCN]
BCN 2012/17
Notice of Commission Recognition Orders for TSX Venture Exchange the Canadian Depository for Securities Limited and Related Instruments [BCN]
BCN 2012/16
Marketplace Rules Modernization - Notice of Adoption of Amendments to Marketplace Rules [BCN]
BCN 2012/14
Notice of Adoption of National Instrument 23-103 Electronic Trading [BCN]
BCN 2012/12
Notice and Second Request for Comment - Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F3 and Companion Policy 81-101CP and... [BCN]
BCN 2012/09
Mutual Fund Modernization - Notice of Adoption of Amendments to Mutual Fund Rules [BCN]
BCN 2012/08
Notice of Adoption of National Instrument 25-101 Designated Rating Organizations [BCN]
BCN 2012/06
Notice of Amended BC Instrument 32-513 Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions and its Companion Policy [BCN]
BCN 2012/05
Notice of Amended BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities [BCN]
BCN 2012/04
Notice of Adoption of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and its companion policy [BCN]
BCN 2011/36
Notice of Amended BC Interpretation Note 33-705 Conditions of Registration for Investment Dealers with a BC Office that Trade in the U.S. Over-the-Counter Markets [BCN]
BCN 2011/35
Adoption of BC Instrument 22-503 - Extension of Relief from National Instrument 21-101 Marketplace Operation Information Transparency Requirements for Government Debt Securities [BCN]
BCN 2011/34
Variation of BC Instrument 45-533 Exemptions [BCN]
BCN 2011/30
Adoption of Amended National Policy 11-201 Electronic Delivery of Documents [BCN]
BCN 2011/29
Notice and Request for Comment - CSA Staff Consultation Note 45-401 - Review of Minimum Amount and Accredited Investor Exemptions [BCN]
BCN 2011/28
Notice of Amendments to Form 51-102F6 Statement of Executive Compensation [BCN]
BCN 2011/26
Adoption of Form 45-106F6 British Columbia Report of Exempt Distribution and amendments to National Instrument 45-106 Prospectus and Registration Exemptions [BCN]
BCN 2011/25
Adoption of BC Instrument 45-532 Exemption for use of information by representatives of the media and BC Instrument 45-533 Exemption from Form 45-106F6...[BCN]
BCN 2011/22
Form 45-106F6 British Columbia Report of Exempt Distribution and amendments to National Instrument 45-106 Prospectus and Registration Exemptions [BCN]
BCN 2011/20
Advance Notice of Amendments to Form 51-102F6 Statement of Executive Compensation [BCN]
BCN 2011/18
Adoption of Amendments to National Instrument 31-103 Registration Requirements and Exemptions and Amendments to National Instrument 33-109 Registration Information [BCN]
BCN 2011/17
Adoption of BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities [BCN]
BCN 2011/16
Notice of Repeal and Replacement of National Instrument 43-101 Standards of Disclosure for Mineral Projects [BCN]
BCN 2011/14
Notice and Request for Comment - Proposed Amendments to NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and its CP 54-101CP, Proposed Amendments ... [BCN]
BCN 2011/09
Notice and Request for Comment Proposed Amendments to National Policy 11-201 Electronic Delivery of Documents [BCN]
BCN 2011/08
Notice of Publication for Comment – Alpha Exchange Inc. [BCN]
BCN 2011/07
Advance Notice of Amendments to National Instrument 31-103 Registration Requirements and Exemptions, related forms and Companion Policy 31-103CP and Amendments to ... [BCN]
BCN 2011/05
Advance Notice of Repeal and Replacement of National Instrument 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and Companion Policy 43-101CP [BCN]
BCN 2011/04
Notice and Request for Comment - Proposed National Instruments 41-103 and 51-106, Proposed Amendments to National Instruments 45-106, 45-102, 52-109 and Consequential Amendments [BCN]
BCN 2011/01
Notice of Amendments to Securities Act [BCN]
BCN 2010/44
Updated List of Exchanges - Memorandum of Understanding for Exchange Oversight [BCN]
BCN 2010/43
Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds [BCN]
BCN 2010/41
Notice of Adoption of Amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and Related Amendments [BCN]
BCN 2010/40
Adoption of BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities [BCN]
BCN 2010/39
Notice and Request for Comment Proposed Changes to Statement of Executive Compensation Form 51-102F6 Statement of Executive Compensation [BCN]
BCN 2010/38
Notice of Amendments to National Policy 41-201 Income Trusts and Other Indirect Offerings [BCN]
BCN 2010/37
Advance Notice of Amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities, its Forms, Companion Policy and Related Consequential Amendments [BCN]
BCN 2010/36
Notice and Request for Comment - Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions, Companion Policy 31-103CP Registration Requirements and... [BCN]
BCN 2010/35
Resignations and Replacements for Securities Policy Advisory Committee [BCN]
BCN 2010/34
Advance Notice of Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds - Form 81-101F3 Contents of Fund Facts Document, Amendments to National Instrument 81-101...[BCN]
BCN 2010/33
Advance Notice of Amendments to National Instrument 45-106 Prospectus and Registration Exemptions, related Forms, and Companion Policy 45-106CP Prospectus and Registration Exemptions [BCN]
BCN 2010/32
Advance Notice of Amendments to National Instrument 31-103 Registration Requirements and Exemptions, Form 31-103F1 Calculation of Excess Working Capital and Companion Policy 31-103CP..[BCN]
BCN 2010/31
Advance Notice of Admendments to National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings, related to Forms and Companion Policy 52-109CP [BCN]
BCN 2010/30
Advance Notice of Amendments to National Instrument 51-102 Continuous Disclosure Obligations, related forms, and Companion Policy 51-102CP and Amendments to National Instrument 71-... [BCN]
BCN 2010/29
Advance Notice of Amendments to National Instrument 41-101 General Prospectus Requirements, Form 41-101F1, and Companion Policy 41-101CP and Amendments to National Instrument 44-101...[BCN]
BCN 2010/27
Notice of Adoption of permanent BC Instrument 81-513 Self-Dealing and related consequential amendments [BCN]
BCN 2010/26
Request for comment on proposed Form 45-106F6 British Columbia Report of Exempt Distribution and amendments to National Instrument 45-106 Prospectus and Registration Exemptions [BCN]
BCN 2010/25
Adoption of BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities [BCN]
BCN 2010/23
Adoption of Amendments to National Instrument 24-101 [BCN]
BCN 2010/22
Adoption of National Instrument 23-102 Use of Client Brokerage Commissions and of consequential amendments to National Instrument 41-101 General Prospectus Requirements and 81-101 Mutual F
BCN 2010/20
Notice and Request for Comment - Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions, Companion Policy 31-103CP Registration Requirements and Exemp...
BCN 2010/19
Adoption of National Instrument 55-104 Insider Reporting Requirements and Exemptions, Companion Policy 55-104CP and related consequential amendments and repeals [BCN]
BCN 2010/18
Notice and Request for Comment Proposed Changes to Mining Rule National Instrument 43-101 Standards of Disclosure for Mineral Projects [BCN]
BCN 2010/17
Notice of BC Instrument 43-501 Exemption from certificate requirement for foreign underwriters [BCN]
BCN 2010/16
Advance Notice of Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement [BCN]
BCN 2010/15
Advance Notice of Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure and Form 81-101F2 Contents of Annual Information Form and... [BCN]
BCN 2010/14
Notice and Request for Comment - Proposed amendments to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer... [BCN]
BCN 2010/13
Appointments to Securities Policy Advisory Committee [BCN]
BCN 2010/12
Appointments to Securities Law Advisory Committee [BCN]
BCN 2010/11
Notice and Request for Comment - Modernization of Scholarship Plan Regulation, Phase 1 – a New Prospectus Form for Scholarship Plans, Proposed Amendments to National Instrument 41 - 101...
BCN 2010/10
Adoption of BC Instrument 32-514 Exemption from certain registration requirements for foreign-based portfolio managers [BCN]
BCN 2010/09
Adoption of BC Instrument 21-504 Exemption from filing period requirement for change in Form 21-101F1 Exhibit N [BCN]
BCN 2010/08
Adoption of BC Instrument 32-513 Registration exemption for trades in connection with certain prospectus-exempt distributions and its companion policy [BCN]
BCN 2010/07
Transition Disclosure [BCN]
BCN 2010/06
Solicitation of New Members for the Securities Policy Advisory Committee [BCN]
BCN 2010/05
Solicitation of New Members for the Securities Law Advisory Committee [BCN]
BCN 2010/02
Publication of Revised BC Policy 15-601 Hearings [BCN]
BCN 2009/35
Memorandum of Understanding for Oversight of Exchanges and Quotation and Trade Reporting Systems [BCN]
BCN 2009/32
Adoption of BC Companion Policy 91-502CP Short Term Foreign Exchange Transactions [CP]
BCN 2009/22
Adoption of BC Instrument 81-504 Transactions Between Mutual Funds and Responsible Persons Relating to Certain Debt Securities, Mortgages and Equity Securities [BCN]
BCN 2009/16
Adoption of National Policy 11-204 Process for Registration in Multiple Jurisdictions and Amendments to Multilateral Instrument 11-102 Passport System, Companion Policy 11-102CP ...
BCN 2009/14
Adoption of NI 45-106 Prospectus and Registration Exemptions, NI 45-102 Resale of Securities, Related Documents and Consequential Amendments [BCN]
BCN 2009/13
Electronic filing of reports of exempt distribution
BCN 2009/09
Pre-Filing Review of Mining Technical Disclosure for Short Form Offerings [BCN]
BCN 2008/46
Publication of the Memorandum of Understanding regarding CIPF and a Variation Order Approving the Canadian Investor Protection Fund as a Compensation Fund [BCN]
BCN 2008/39
Adoption of National Policy 12-203 Cease Trade Orders for Continuous Disclosure Defaults [BCN]
BCN 2008/37
Notice of BCSC Non-Objection to Proposed Amendments to section 24.3 of MFDA By-law No. 1 – Applications in Exceptional Circumstances [BCN]
BCN 2008/35
The Mutual Fund Dealers Association of Canada Notice of Consent [BCN]
BCN 2008/32
Adoption of Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Related Amendments and Adoption of Amendments to NI 52-108 Auditor Oversight [BCN]
BCN 2008/29
Adoption of Housekeeping Amendments to NI 55-102 System for Electronic Disclosure by Insiders (SEDI) and related Forms 55-102F1, 55-102F2, 55-102F3, 55-102F6
BCN 2008/28
Recognition of the Investment Industry Regulatory Organization of Canada (IIROC) Notice of Approval [BCN]
BCN 2008/21
Adoption of BCI 24-502 Extension of Transitional Phase-In Period in NI 24-101 Institutional Trade Matching and Settlement (BCI 24-502) and Publication of CSA Notice 24-307 [BCN]
BCN 2007/34
BCSC Governance of Enforcement Settlement Agreements – Implementation [BCN]
BCN 2007/27
BCSC Governance of Enforcement Settlement Agreements
BCN 2007/24
BCSC Response to Abusive Practices in British Columbia Involving US Over-the-Counter Markets
BCN 2007/10
egX Canada Inc. Recognition as an Exchange [BCN]
BCN 2006/27
Adoption of BC Policy 13-602 Confidentiality of Records [BCN]
BCN 2006/23
Mutual Fund Dealers Association of Canada Notice of Variation Order [BCN]
BCN 2006/18
Eliminating certificates under section 77 of the Securities Act respecting status of reporting issuers [BCN]
BCN 2006/13
MFDA Investor Protection Corporation Notice of Variation Order [BCN]
BCN 2006/11
Attorney General consults on civil liability [BCN]
BCN 2006/10
Amendments to Securities Act [BCN]
BCN 2006/05
Interest on unpaid financial sanctions [BCN]
BCN 2005/48
Filing exempt distribution reports now quicker and easier [BCN]
BCN 2005/45
Amended Recognition Order of TSX Venture Exchange Inc. [BCN]
BCN 2005/36
Canadian Trading and Quotation System Inc. [BCN]
BCN 2005/26
MFDA Investor Protection Corporation Notice of Approval [BCN]
BCN 2005/25
The Mutual Fund Dealers Association of Canada Notice of Consent to Enter into a Co-operative Agreement in Québec [BCN]
BCN 2005/20
Electronic Audit Trail Initiative (TREATS) [BCN]
BCN 2004/27
Publication of Guidelines for Capital Accumulation Plans [BCN]
BCN 2004/23
Enforcement of Outcomes-Based Securities Legislation [BCN]
BCN 2004/22
Investor Remedies in Securities Legislation - A Regulatory Impact Analysis [BCN]
BCN 2004/21
Cost Savings Under a Firm-Only Registration System [BCN]
BCN 2003/53
Revocation of Fund of Fund Exemptions, Waivers and Approvals under National Policy Statement No. 39 Mutual Funds and National Instrument 81-102 Mutual Funds [BCN]
BCN 2003/50
Dealers and Advisers under the BC Model – Regulatory Impact Analysis [BCN]
BCN 2003/12
The BC Model - Draft Legislation, Commentary And Guides For A New Way To Regulate [BCN]
BCN 2002/46
New Proposals for Mutual Fund Regulation [BCN]
BCN 2002/45
BCSC announces results of Cost Benefit Analysis of CMA [BCN]
BCN 2002/41
Credit For Assistance In Investigations [BCN]
BCN 2002/19
BCSC announces a step-by-step guide on what it expects in applications for exemptive relief [BCN]
Adv ance No
Notice of Repeal and Replacement of National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards and Companion Policy 52-107CP... [BCN]
Ado ption o
of National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards and amendments to various securities rules in connection with Canada’s changeover to IFRS [BCN]
BCN 2013/0
2013/05 Notice of Commission Variation Order for Alpha Exchange Inc. and Alpha Trading Systems L.P.