44-102 Shelf Distributions [NI - Rescinded](2)

44-102 Shelf Distributions [NI - Rescinded]
Published March 13, 2008
Effective March 17, 2008
Rescinded/Lapsed January 1, 2011
View PDF of  44-102 Shelf Distributions [NI] PDF
View PDF of APPENDIX A - METHOD 1 FOR SHELF PROSPECTUS CERTIFICATESPDF
View PDF of APPENDIX B - METHOD 2 FOR SHELF PROSPECTUS CERTIFICATESPDF 

Concurrently Published

Table of Contents

PART 1 DEFINITIONS AND INTERPRETATION

 1.1 Definitions
 1.2 Amendments
 1.3 [Repealed]

PART 2 SHELF QUALIFICATION AND PERIOD OF RECEIPT EFFECTIVENESS

2.1 General
 2.2 Shelf Qualification for Distributions Qualified under Section 2.2 of NI 44-101 (Basic Qualification)
 2.3 Shelf Qualification for Distributions Qualified under Section 2.3 of NI 44-101 (Approved Rating Non-Convertible Securities)
 2.4 Shelf Qualification for Distributions under Section 2.4 of NI 44-101 (Guaranteed Non-Convertible Debt Securities, Preferred Shares and Cash Settled Derivatives)
 2.5 Shelf Qualification for Distributions under Section 2.5 of NI 44-101 (Guaranteed Convertible Debt Securities or Preferred Shares)
 2.6 Shelf Qualification for Distributions under Section 2.6 of NI 44-101 (Asset-Backed Securities)
 2.7 Lapse Date - Ontario
 2.8 [Repealed]
 2.9 Limitation on Offerings

PART 3 UNALLOCATED SHELF

 3.1 Unallocated Shelf Permitted
 3.2 Distributions of Equity Securities Under Unallocated Shelf

PART 4 DISTRIBUTIONS OF NOVEL DERIVATIVES OR ASSET-BACKED SECURITIES UNDER SHELF

 4.1 Distributions of Novel Derivatives or Asset-Backed Securities Under Shelf

PART 5 BASE SHELF PROSPECTUSES

 5.1 Opting out of the Shelf Procedures After a Preliminary Prospectus has been Receipted
 5.2 Opting into the Shelf Procedures After a Preliminary Prospectus has been Receipted
 5.3 Form of Base Shelf Prospectus
 5.4 Dollar Value of Securities
 5.5 Required Disclosure
 5.6 Disclosure that may be Omitted
 5.7 Issue of Receipt
 5.8 Amendments

PART 6 SHELF PROSPECTUS SUPPLEMENTS

 6.1 Requirement to Use Shelf Prospectus Supplements
 6.2 Incorporation by Reference
 6.3 Shelf Prospectus Supplement Disclosure
 6.4 Filing Requirement for Shelf Prospectus Supplements
 6.5 Underwriters' Conflicts of Interest
 6.6 Market Stabilization
 6.7 Delivery Requirement

PART 7 SHELF SUPPORTING DOCUMENTS

 7.1 General
 7.2 Consents
 7.3 [Repealed]
 7.4 Underwriting Agreements

PART 8 MEDIUM TERM NOTE PROGRAMS AND OTHER CONTINUOUS DISTRIBUTIONS UNDER SHELF

 8.1 General
 8.2 Additional Disclosure Requirements
 8.3 Filing Requirement
 8.4 Requirement to Update Earnings Coverage Ratios

PART 9 AT-THE-MARKET DISTRIBUTIONS OF EQUITY SECURITIES UNDER SHELF

 9.1 At-the-Market Distributions of Equity Securities Under Shelf
 9.2 Market Value Calculation

PART 10 [REPEALED]

PART 11 EXEMPTIONS

 11.1 Exemption
 11.2 Evidence of Exemption

PART 12 EFFECTIVE DATE

 12.1 Effective Date

APPENDIX A - METHOD 1 FOR SHELF PROSPECTUS CERTIFICATES

APPENDIX B - METHOD 2 FOR SHELF PROSPECTUS CERTIFICATES