45-102 Resale of Securities [NI]

45-102 Resale of Securities [NI]
Published September 25, 2009
Effective September 28, 2009
View PDF of 45-102 [NI]   PDF 

Concurrently Published

Table of Contents

PART 1 DEFINITIONS
 1.1 Definitions

PART 2 FIRST TRADE
 2.1 Application
 2.2 Removal of Resale Provisions
 2.3 Section 2.5 Applies
 2.4 Section 2.6 Applies
 2.5 Restricted Period
 2.6 Seasoning Period
 2.7 Exemption for a Trade if the Issuer Becomes a Reporting Issuer after the Distribution Date
 2.8 Exemption for a Trade by a Control Person
 2.9 Determining Time Periods
 2.10 Exemption for a Trade in an Underlying Security if the Convertible Security, Exchangeable Security or Multiple Convertible Security is Qualified by a Prospectus
 2.11 Exemption for a Trade in a Security Acquired in a Take-over Bid or Issuer Bid
 2.12 Exemption for a Trade in an Underlying Security if the Convertible Security, Exchangeable Security or Multiple Convertible Security is Qualified by a Securities Exchange Take-over Bid Circular or Issuer Bid Circular
 2.13 Trades by Underwriters
 2.14 First Trades in Securities of a Non-Reporting Issuer Distributed under a Prospectus Exemption

PART 3 EXEMPTION 
 3.1 Exemption

PART 4 EFFECTIVE DATE
 4.1 Effective Date

APPENDIX A
APPENDIX B
APPENDIX C
APPENDIX D
APPENDIX E
APPENDIX F
FORM 45-102F1