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31-102 National Registration Database [NI]

31-102 National Registration Database [NI]
Published September 25, 2009
Effective September 28, 2009
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Concurrently Published

Table of Contents

PART        TITLE

PART 1 DEFINITIONS AND INTERPRETATION

1.1 Definitions
1.2 Interpretation

PART 2 INFORMATION TO BE SUBMITTED IN NRD FORMAT

2.1 Registration Information

PART 3 MAKING NRD SUBMISSIONS

3.1 NRD Submissions
3.2 Ongoing Firm Filer Requirements

PART 4 PAYMENT OF FEES THROUGH NRD

4.1 Payment of Submission Fees
4.2 Payment of Annual Registration Fees
4.3 Payment of NRD User Fees - Annual
4.4 Payment of Late Filing Fees
4.5 Exemption for Registrants not Resident in Canada

PART 5 TEMPORARY HARDSHIP EXEMPTION

5.1 Temporary Hardship Exemption

PART 6 EXEMPTION

6.1 Exemption

PART 7 [Repealed]