Disciplined List
Byer, Daniel Eric
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Date of Order or Settlement:
2008-02-20
Sanction:
- Permanent trading ban (2008)
- Permanent director/officer ban (2008)
- Permanent ban from being registered under the Securities Act (2008)
- Permanent ban from being an investment fund manager or promoter (2008)
- Permanent ban from acting in a management or consultative capacity (2008)
- Permanent investor relations ban (2008)
- 1-year director/officer ban (1989)
Supporting Documents:
Violation:
- Fraud (2008)
- Illegal distribution (2008)
- Illegal trading (2008)
- Failure to fulfill the duties and responsibilities of a director (1989)
Ruling Body:
BCSCPayment Agreed/Ordered:
$2,439,585.95 in disgorgement and a $1.5 million administrative penalty (2008)
$1,000 in costs (1989)