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Disciplined List

Mankofsky, William

  • Date of Order or Settlement:

    2010-05-14
  • Banned Until:

    2013-07-24

Sanction:

  • 4-year trading ban with conditions (BCSC)
  • 4-year denial of exemptions (BCSC)
  • 4-year director/officer ban (BCSC)
  • 4-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)

Supporting Documents:

Violation:

  • Unregistered trading (OSC)
  • Illegal distribution (OSC)
  • Prohibited representations (OSC)
  • Acting contrary to the public interest (OSC)

Ruling Body:

BCSC, Ontario Securities Commission (OSC)