Disciplined List
Waite, Peter
-
Date of Order or Settlement:
2010-09-14 -
Banned Until:
2013-02-09
Sanction:
- 3-year trading ban with conditions (BCSC)
- 3-year denial of exemptions (BCSC)
Supporting Documents:
Violation:
- Insider trading (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$58,276.50 plus $2,500 in costs (ASC)