Disciplined List
Killough, Kevin Sean
-
Date of Order or Settlement:
2001-11-06 -
Banned Until:
2006-11-06
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban with conditions
- 5-year investor relations ban
- An undertaking to not seek registration under the Securities Act for 10 years
Supporting Documents:
Violation:
- Fraud
- Failure to deal fairly, honestly and in good faith with a client