Disciplined List
Klassen, Ronald Oscar
-
Date of Order or Settlement:
1998-02-09 -
Banned Until:
2002-10-22
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban with conditions
Supporting Documents:
Violation:
-
Undeclared short selling
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000