Disciplined List
McDonald, Neil Andrew
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Date of Order or Settlement:
2011-01-20 -
Banned Until:
2025-09-24
Sanction:
- 15-year ban from purchasing and trading in securities or exchange contracts (with conditions)
15-year ban from relying on any exemptions set out in the Securities regulations (with conditions)
15-year director and officer ban (with conditions)
15-year ban from becoming or acting as a registrant, investment fund manager or promoter
15-year ban on acting in a management or consultive capacity related to activities in the securities market
Supporting Documents:
Violation:
- Misleading statements (ASC)
Prohibited transactions (ASC)
Acting contrary to the public interest (ASC)