Disciplined List
Smylski, Robert Michael
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Date of Order or Settlement:
2011-01-20
Sanction:
- Permanent ban from purchasing and trading in securities or exchange contracts
Permanent ban from relying on any exemptions set out in the Securities regulations
Permanent ban from becoming or acting as a registrant
Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
Supporting Documents:
Violation:
- Illegal distribution (ASC)
Prohibited representations (ASC)
Misleading statements (ASC)
Acting contrary to the public interest (ASC)