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Disciplined List

Jenkins, John

  • Date of Order or Settlement:

    2011-01-20

Sanction:

  • Permanent ban from purchasing and trading in securities or exchange contracts
    Permanent ban from relying on any exemptions set out in the Securities regulations
    Permanent director/officer ban
    Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

Supporting Documents:

Violation:

  • Illegal distribution (ASC)
    Acting contrary to the public interest (ASC)

Ruling Body:

BCSC / Alberta Securities Commission (ASC)