Disciplined List
Jenkins, John
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Date of Order or Settlement:
2011-01-20
Sanction:
- Permanent ban from purchasing and trading in securities or exchange contracts
Permanent ban from relying on any exemptions set out in the Securities regulations
Permanent director/officer ban
Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
Supporting Documents:
Violation:
- Illegal distribution (ASC)
Acting contrary to the public interest (ASC)