Disciplined List
John, Jimmy
-
Date of Order or Settlement:
2000-10-19 -
Banned Until:
2010-10-19
Sanction:
- 10-year trading ban (with conditions)
- 10-year director/officer ban
- 10-year investor relations ban
Supporting Documents:
Violation:
- Issuing inaccurate news releases (ASC)
- Late filing of insider trading reports (ASC)