Disciplined List
Ko, Eric Siu Fung
-
Date of Order or Settlement:
1996-08-21 -
Banned Until:
2001-07-22
Sanction:
- 5-year trading ban in Forex Contracts with conditions
- 5-year director/officer ban with conditions
Supporting Documents:
Violation:
- Unregistered distribution
- Unregistered trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000