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Enforcement

Disciplined List

Kuhn, Brian Paul

  • Date of Order or Settlement:

    2002-09-11

  • Banned Until:

    2009-09-11

Sanction:

  • 7-year trading ban with conditions
  • 7-year director/officer ban with conditions
  • 7-year investor relations ban with conditions
  • An undertakingt to provide restitution to four investors within 60 days

Supporting Documents:

Violation:

    Failure to exercise due diligence on the behalf of clients

Ruling Body:

BCSC

Payment Agreed/Ordered:

$10,000 plus $5,000 in costs