Disciplined List
Lamb, Po Zhinke aka Lamb, Paul
-
Date of Order or Settlement:
1995-06-07 -
Banned Until:
2015-02-07
Sanction:
- 20-year trading ban
- 20-year director/officer ban
- An order to comply with Sections 20 and 42 of the Securities Act
- An order to cease trading in the forex contracts
Supporting Documents:
Violation:
- Unregistered distribution
- Unregistered advising
Ruling Body:
BCSCPayment Agreed/Ordered:
$50,000 plus costs