Disciplined List
Corrigan, Douglas Francis
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Date of Order or Settlement:
2011-03-18
Sanction:
- An order to comply fully with the Securities Act, the Securities Rules, BC Reg. 194/97, the regulations and IIROC Rule 1300
- A reprimand
Supporting Documents:
Violation:
- Contravening a cease trade order and a temporary order
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,200