Disciplined List
Lane, Judy Lilli-Anne
-
Date of Order or Settlement:
1992-10-14 -
Banned Until:
2001-10-14
Sanction:
- Cancellation of Registration
- 9-year trading ban
- 9-year director/officer ban
Supporting Documents:
Violation:
- Unauthorized trading of client accounts
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,000 in costs