Disciplined List
Letendre, James Calvin
-
Date of Order or Settlement:
1997-10-22 -
Banned Until:
2012-10-22
Sanction:
- 15-year trading ban
- 15-year director/officer ban with conditions
- 15-year investor relations ban
Supporting Documents:
Violation:
- Unregistered advising
- Unregistered trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$30,000 plus $9,633.25 in costs