Disciplined List
Callies, Gordon Howard
-
Date of Order or Settlement:
2004-07-28 -
Banned Until:
2029-07-27
Sanction:
- 25-year trading ban with conditions
- 25-year director/officer ban
- 25-year investor relations ban
Supporting Documents:
Violation:
- Unregistered trading
- Illegal distribution
- Fraud
- Failure to fulfill the duties and responsibilities of a director
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$125,000 plus $6,798 in costs