Enforcement

Disciplined List

Cerka, John

Date of Order or Settlement:

1997-10-16
Banned Until:

1998-10-16

Sanction:

1-year trading ban
1-year director/officer ban with conditions
An undertaking to comply with the provision of the Act and the Securities Rules

Supporting Documents:

Settlement/Order

Violation:

Failure to file insider reports

Ruling Body:

BCSC

Payment Agreed/Ordered:

$1,000 and $750 in late filing fees