Disciplined List
McClay, Brian
-
Date of Order or Settlement:
2000-03-16 -
Banned Until:
2003-03-16
Sanction:
- 3-year denial of exemptions
- 3-year director/officer ban with conditions
- An undertaking to comply with the Securities Act and the Securities Rules
Supporting Documents:
Violation:
-
Failure to file insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$2,500 plus $2,500 in costs