Disciplined List
Scammell, Daniel
-
Date of Order or Settlement:
2012-05-14 -
Banned Until:
2017-05-14
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban with conditions
- 5-year ban from becoming or acting as a registrant or promoter
- 5-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 5-year investor relations ban
Supporting Documents:
Violation:
- Illegal distribution
- Unregistered trading
Ruling Body:
BCSCPayment Agreed/Ordered:
Not less than $1.2 million in disgorgement (Varied (Stayed) – January 15, 2018) plus a $50,000 administrative penalty