Disciplined List
Patel, Arvindbhai Bakorbhai (Arvin)
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Date of Order or Settlement:
2012-04-03
Sanction:
- Permanent trading ban (with conditions)
- Permanent director officer ban
- Permanent ban from becoming or acting as a registrant or promoter
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
- Permanent investor relations ban
Supporting Documents:
Violation:
- Illegal distribution
- Unregistered trading
- Misrepresentations
- Acting contrary to the public interest