Disciplined List
Postles, Simon Gervaise William
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Date of Order or Settlement:
1996-08-21 -
Banned Until:
1997-07-22
Sanction:
-
1-year ban on trading in forex contracts with conditions
Supporting Documents:
Violation:
- Unregistered distribution
- Unregistered trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$2,000