Enforcement

Disciplined List

Dunn, Bruce P.

Date of Order or Settlement:

1998-12-07
Banned Until:

2000-12-31

Sanction:

Permanent ban from participating in any further distribution of the securities of the General Astronautics Group
2-year trading ban
2-year director/officer ban with conditions
2-year investor relations ban

Supporting Documents:

Violation:

Unregistered trading
Unregistered distribution
Prohibited representations

Ruling Body:

BCSC

Payment Agreed/Ordered:

$4,000