Disciplined List
Skimming, Thomas
-
Date of Order or Settlement:
1996-02-15 -
Banned Until:
1998-02-15
Sanction:
- 2-year trading ban
- 2-year director/officer ban (with conditions)
Supporting Documents:
Violation:
- Failure to file insider reports
- Failure to fulfill the duties and responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000 plus $1,496 in costs and $450 in late filing fees